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Dover’s Friday Reflections
Dover Practice Notes
Dover’s Response to Royal Commission Interim Report
Dover’s response was the only one not published on the Royal Commission Website.

Find out why here.

June 12, 2015

zPractice View Copy

Practice: [232]
Adviser: [233]

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ASIC: A Study in Deceptive and Misleading Conduct

Chapter 1 – The purposes of this paper and executive summary
Chapter 2 – An interesting juxtaposition of some conflicting documents
Chapter 3 – The 5 fabricated examples in ASIC’s Discussion Paper 12 December 2016
Chapter 4 – ASIC Example 1: Dover’s new adviser appointment processes
Chapter 5 – ASIC Example 2: Dover’s SOA Review Processes
Chapter 6 – ASIC’S reviews of Terry and Florence’s advices
Chapter 7 – Introducing Terry’s client: Dr Amit Vohra and the GPRA
Chapter 8 – ASIC’s review of Terry McMaster’s advice. A Study in incompetence
Chapter 9 – Florence Tee’s pro bono favour to Katrina
Chapter 10 – ASIC’s review of Florence Tee’s advice. Another study in incompetence
Chapter 11 – ASIC’s Example 5: Dover’s processes on termination of an adviser
Chapter 12 – Dover’s advice is above the industry average: ASIC Report 362
Chapter 13 – Dover’s organisational capacity
Chapter 14 – Why would Terry do this?
Chapter 15.1 – The nine external consulting firms who reviewed Dover’s compliance 2014 to 2017
Chapter 15.2 – Who were Dover’s expert compliance lawyers?
Chapter 16 – The 11 fabricated examples in ASIC’s Stakeholder Referral Paper 29 March 2017
Chapter 17 – ASIC’s in-house solicitors set Dover and Terry up at the Royal Commission
Appendix 1 – Why did ASIC not tell Dover it thought the CPP was deceptive?
Appendix 2 – Holley Nethercote covering email dated 18 March 2016
Appendix 3 – Copy of Holley Nethercote compliance report dated 18 March 2016
Appendix 4 – Copy of complaint to Victorian Legal Services Board
Chapter 18 – After the Royal Commission
Chapter 19 – Louise Macaulay misleads Jon: the true story of how ASIC forced Dover to close
Appendix 5
Chapter 20 – Tim Mullaly and Gervase Green mislead the media
Chapter 21 – ASIC’s culture: it came from the top: ASIC set Dover up at the Royal Commission
Appendix 6
Chapter 22 – ASIC’s Fierce Fight to block Dover’s FOI requests and Dover’s complaints

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